What is a botanical?
Botanical dietary supplements, also known as botanicals or herbal supplements, are plants, parts of plants, or plant extracts that are valued for some medicinal or therapeutic property. To be classified as a dietary supplement, a botanical must meet the criteria as defined by Congress in the Dietary Supplement Health and Education Act, which became law in 1994,. A dietary supplement is a product (other than tobacco) that
- is intended to supplement the diet;
- contains one or more dietary ingredients (including vitamins; minerals; herbs or other botanicals; amino acids; and other substances) or their constituents;
- is intended to be taken by mouth as a pill, capsule, tablet, or liquid; and
- is labeled on the front panel as being a dietary supplement.
How are herbal supplements commonly sold and prepared?
Forms
Herbal supplements are sold in many forms: as fresh or dried products; liquid or solid extracts; tablets, capsules, powders; tea bags; and other forms. For example, fresh ginger root is often found in the produce section of food stores; dried ginger root is sold packaged in tea bags, capsules, or tablets; and liquid preparations made from ginger root are also sold. A particular group of chemicals or a single chemical may be isolated from a botanical and sold as a dietary supplement, usually in tablet or capsule form. An example is phytoestrogens from soy products.
Preparation
Common preparations include teas, decoctions, tinctures, and extracts:
- A tea, also known as an infusion, is made by adding boiling water to fresh or dried botanicals and steeping them. The tea may be drunk either hot or cold.
- Some roots, bark, and berries require more forceful treatment to extract their desired ingredients. They are simmered in boiling water for longer periods than teas, making a decoction, which also may be drunk hot or cold.
- A tincture is made by soaking a botanical in a solution of alcohol and water. Tinctures are sold as liquids and are used for concentrating and preserving a botanical. They are made in different strengths that are expressed as botanical-to-extract ratios (i.e., ratios of the weight of the dried botanical to the volume or weight of the finished product).
- An extract is made by soaking the botanical in a liquid that removes specific types of chemicals. The liquid can be used as is or evaporated to make a dry extract for use in capsules or tablets.
Why take botanical and herbal supplements?
Many consider herbs and botanicals to be natural and therefore healthier and gentler than conventional drugs, even though 30% of all prescription drugs are of herbal origin. Many use herbs and botanicals for a variety of medical conditions, as well as for overall health and well-being. For others, herbal use is grounded in traditions passed down from generation to generation or recommended by folk healers. There is enough evidence to support the limited use of herbal supplements under the guidance of a medical professional. The body of well-controlled research is growing, but the short-term and long-term benefits and risks, as well as active or beneficial ingredients are still largely unknown. See right side for top ten most commonly used herbal supplements.
Are botanical dietary supplements standardized?
Standardization is a process that manufacturers may use to ensure batch-to-batch consistency of their products. In some cases, standardization involves identifying specific chemicals (also known as markers) that can be used to manufacture a consistent product. The standardization process can also provide a measure of quality control. Dietary supplements are not required to be standardized in the United States.
Are herbal supplements safe?
Many people believe that products labeled “natural” are safe and good for them. This is not necessarily true because the safety of a botanical depends on many things, such as its chemical makeup, how it works in the body, how it is prepared, and the dose used.
The action of botanicals or herbal supplements range from mild to powerful (potent). A botanical with mild action may have subtle effects. For example, chamomile and peppermint, both mild botanicals, are usually taken as teas to aid digestion and are generally considered safe for self-administration. Some mild botanicals may have to be taken for weeks or months before their full effects are achieved. Here is an example: valerian may be effective as a sleep aid after 14 days of use but it is rarely effective after just one dose. In contrast, a powerful botanical produces a fast result. Kava, as one example, is reported to have an immediate and powerful action affecting anxiety and muscle relaxation.
The dose and form of a botanical preparation also play important roles in its safety. Teas, tinctures, and extracts have different strengths. The same amount of a botanical may be contained in a cup of tea, a few teaspoons of tincture, or an even smaller quantity of an extract. Also, different preparations vary in the relative amounts and concentrations of chemical removed from the whole botanical. For example, peppermint tea is generally considered safe to drink but peppermint oil is much more concentrated and can be toxic if used incorrectly. Therefore, it is important to follow the manufacturer’s suggested directions for using a botanical and not exceed the recommended dose without the advice of a healthcare provider.
What methods are used to evaluate the health benefits and safety of an herbal supplement?
Like other dietary supplements, botanicals are not required by federal law to be tested for safety and effectiveness before they are marketed, so the amount of scientific evidence available for various botanical ingredients varies widely. Some botanicals have been evaluated in scientific studies. For example, research shows that St. John’s wort may be useful for short-term treatment of mild to moderate depression. Other botanical dietary supplements need more study to determine their value.
Scientists can use several approaches to evaluate botanical dietary supplements for their potential health benefits and risks. They may investigate history of use, conduct laboratory studies using cell or tissue cultures, and experiment with animals. National Institute of Health provides a Herbs At A Glance. Generally speaking, studies on people (e.g., individual case reports, observational studies, and clinical trials) provide the most direct evidence of an herbal supplement’s effects on health and patterns of use.